SULLIVAN AARON 1941801 Data last updated 2024-11-30 06:00:19 -0600 US CDT
Latest Holdings
Notice: Data summarized from Form 3,4,5 filings, which do not include holdings/transactions of investment institution(s), if any, managed by the reporter.
Non-derivative Transactions CSV download
Tips: type "code_s" to show transactions with code "S".
| Filing Date | Transaction Date | Operation Date | Original Filing | Reporter | Relation | Opr | Amounta | %(Owned)b | ‱(SO)c | Avg Prcd | Account | Type | Full Name | Code | Remain | Shares Outstanding (Million)e |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2024-01-30 | 2023-09-07 | 3 | Sullivan Aaron | CFO, TREAS & SECR | holding | 3444.0 | 0 | 1.49 | 0.0 | Direct | Common Stock | PODCASTONE, INC. | NA | 23.06 (PODC) | ||
| 2024-06-12 | 2024-06-07 | 2024-06-07 | 4 | Sullivan Aaron | CFO, CONTROLLER & EVP | acq | 75000.0 | 49.88 | 8.18 | 0.0 | Direct | Common Stock | LIVEONE, INC. | code M | 150356.0 | 91.66 (LVO) |
| 2024-06-12 | 2024-06-07 | 2024-06-07 | 4 | Sullivan Aaron | CFO, CONTROLLER & EVP | dsp | 27400.0 | 18.22 | 2.99 | 1.7 | Direct | Common Stock | LIVEONE, INC. | code J | 122956.0 | 91.66 (LVO) |
Derivative Transactions
Tips: type "code_m" to show transactions with code "M".
| Filing Date | Transaction Date | Operation Date | Original Filing | Reporter | Relation | Opr | Amounta | %(Owned)b | ‱(SO)c | Avg Prcd | Account | Type | Full Name | Code | Remain | Shares Outstanding (Million)e |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2024-01-30 | 2024-01-24 | 2024-01-24 | 4 | Sullivan Aaron | CFO, TREAS & SECR | acq | 100000.0 | 100.0 | 43.37 | 0.0 | Direct | Restricted Stock Units | PODCASTONE, INC. | code A | 100000.0 | 23.06 (PODC) |
| 2024-01-30 | 2024-01-24 | 2024-01-24 | 4 | Sullivan Aaron | CFO, EVP, TREAS & SECR | acq | 350000.0 | 100.0 | 38.39 | 0.0 | Direct | Restricted Stock Units | LIVEONE, INC. | code A | 350000.0 | 91.18 (LVO) |
| 2024-06-12 | 2024-06-07 | 2024-06-07 | 4 | Sullivan Aaron | CFO, CONTROLLER & EVP | dsp | 75000.0 | 100.0 | 8.18 | 0.0 | Direct | Restricted Stock Units | LIVEONE, INC. | code M | 0.0 | 91.66 (LVO) |
a Sum of same type of securities in the form
b Relative to reporter's shares owned before (disposition) or after (acquisition) operation
c Relative to issuer's shares outstanding (1/10000)
d Average price for securities of the same type. Check the original form for detailed prices of multiple transactions
e Documented shares outstanding closest to the transaction date
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