Form Type:
1 [Registration application (stock exchange)]
10-12B [Registration statement (spin-off)]
10-12G [Registration statement (public or non-public)]
10-D [Dividend notice]
10-K [Annual report]
10KSB [Annual report (small business)]
10-KT [Transition report]
10-Q [Quarterly report]
10QSB [Quarterly report (small business)]
10-QT [Transition report]
11-K [Annual report (employee stock plan)]
11-KT [Transition report]
13FCONP [Release of confidential holding information]
13F-HR [Holding report]
13F-NT [Notice (holding report)]
144 [Proposed sale]
15-12B [Security termination]
15-12G [Security termination]
15-15D [Notice of ceasing to file]
15F-12B [Security termination (foreign private issuer)]
15F-15D [Notice of ceasing to file (foreign private issuer)]
18-K [Annual report (foreign government)]
19B-4E [List new derivative security]
1-E [Regulation E exemption]
2-E [Semi-annual report]
20-F [Annual report (foreign private issuer)]
20FR12B [Registration statement (foreign private issuer)]
20FR12G [Registration statement (foreign private issuer)]
24F-2 [Annual report of security sold]
24F-2NT [Annual notice of additional security sold]
25 [Delisting notification]
25-NSE [Delisting notification]
3 [Initial beneficial ownership (insider trading)]
305B2 [New trustee application]
4 [Change in beneficial ownership (insider trading)]
40-17F1 [NA]
40-17F2 [NA]
40-17G [NA]
40-206A [NA]
40-33 [NA]
40-6B [NA]
40-APP [Application (investment company)]
40-F [Annual Report (Canadian issuer)]
40FR12B [Registration statement (Canadian issuer)]
40FR12G [Registration statement (Canadian issuer)]
424A [Prospectus]
424B1 [Prospectus]
424B2 [Prospectus]
424B3 [Prospectus]
424B4 [Prospectus]
424B5 [Prospectus]
424B7 [Prospectus]
424B8 [Prospectus]
425 [Communication (business combination)]
485APOS [Amendment]
485BPOS [Amendment]
486BPOS [Amendment]
497 [Material information (investment company)]
497AD [Advertisement (investment company)]
497H2 [Supplementary information]
497J [NA]
497K [NA]
5 [Annual statement (insider trading)]
6B NTC [NA]
6B ORDR [NA]
6-K [Current report (foreign private issuer)]
8-A12B [Registration statement]
8-A12G [Registration statement]
8-K [Current report]
8-K12B [Current report (merge)]
8-K12G3 [Current report (merge)]
ABS-15G [Asset-backed security disclosure]
ADN-MTL [NA]
ANNLRPT [Annual report (development bank)]
APP NTC [Notice(40-APP)]
APP ORDR [Order(40-APP)]
APP WD [Withdrawal(40-APP)]
APP WDG [Granted withdrawal(40-APP)]
ARS [Annual Report (simplified)]
AW [Withdraw amendment]
AW WD [Withdraw amendment withdrawal]
CB [Tender offer]
CERT [Certification of listing]
CERTAMX [Certification of listing]
CERTARCA [Certification of listing]
CERTNAS [Certification of listing]
CERTNYS [Certification of listing]
CERTPAC [Certification of listing]
CORRESP [SEC correspondence]
CT ORDER [Confidential treatment]
D [Exempt offering (small business)]
DEF 14A [Proxy Statement]
DEF 14C [Information statement]
DEFA14A [Proxy Statement]
DEFA14C [Information statement]
DEFC14A [Proxy Statement]
DEFM14A [Proxy Statement]
DEFM14C [Information statement]
DEFN14A [Proxy soliciting materials]
DEFR14A [Proxy soliciting materials]
DEFR14C [Information statement]
DEL AM [Delayed amendment]
DFAN14A [Proxy soliciting materials]
DFRN14A [Proxy soliciting materials]
DRS [Draft registration statement]
DRSLTR [Letter (Draft registration statement)]
EFFECT [Notice of effectiveness]
F-1 [Registration statement (foreign private issuer)]
F-10 [Registration statement (Canadian issuer)]
F-10EF [Registration statement (Canadian issuer, auto effective)]
F-10POS [Registration statement (Canadian issuer, amendment)]
F-1MEF [Registration statement (foreign private issuer, add security)]
F-3 [Registration statement (foreign private issuer)]
F-3ASR [Registration statement (foreign private issuer, shelf registration)]
F-3D [Registration statement (foreign private issuer)]
F-3DPOS [Registration statement (foreign private issuer, amendment)]
F-3MEF [Registration statement (foreign private issuer, add security)]
F-4 [Registration statement (foreign private issuer, business combination)]
F-4 POS [Registration statement (foreign private issuer, business combination, amendment)]
F-4MEF [Registration statement (foreign private issuer, business combination, add security)]
F-6 [ADR registration]
F-6 POS [ADR registration (amendment)]
F-6EF [ADR registration (auto effective)]
F-7 [Registration statement (Canadian issuer)]
F-7 POS [Registration statement (Canadian issuer, amendment)]
F-8 [Registration statement (Canadian issuer, business combination)]
F-8 POS [Registration statement (Canadian issuer, business combination, amendment)]
F-80 [Registration statement (Canadian issuer, business combination)]
F-80POS [Registration statement (Canadian issuer, business combination, amendment)]
F-9 [Registration statement (Canadian issuer)]
F-N [Agent appointment]
FOCUSN [Financial report (broker)]
FWP [Free writing prospectus]
F-X [Agent appointment]
IRANNOTICE [NA]
MA [Municipal advisor (application, annual update)]
MA-I [Municipal advisor (information)]
MSD [Municipal securities dealer]
MSDW [Municipal securities dealer (withdrawal)]
N-14 [Registration statement (investment company)]
N-14 8C [Registration statement (investment company)]
N-14MEF [Registration statement (investment company, add security)]
N-1 [Registration statement (open-end, mutual fund)]
N-1A [Registration statement (open-end, mutual fund)]
N-2 [Registration statement (closed-end, mutual fund)]
N-23C-2 [Redeem security]
N-23C3A [Periodic repurchase offer]
N-2MEF [Registration statement (add security)]
N-30B-2 [Periodic report (mutual fund)]
N-30D [Periodic report (mutual fund)]
N-54A [Notice (business development company)]
N-54C [Notice of withdrawal (business development company)]
N-6F [Notice (business development company)]
N-8A [Registration statement (investment company)]
N-8B-2 [Registration statement (unit investment trust)]
N-8F [Deregistration (investment company)]
N-8F NTC [Deregistration notice (investment company)]
N-8F ORDR [Deregistration order (investment company)]
N-CSR [Notice of transmission of annual report (investment company)]
N-CSRS [Notice of transmission of semi-annual report (investment company)]
N-MFP [Monthly report (money market fund)]
NO ACT [No action]
N-PX [Proxy voting record]
N-Q [Quarter report (investment company, holding information)]
NSAR-A [Semi-annual report (investment company, holding information)]
NSAR-B [Annual report (investment company, holding information)]
NSAR-BT [Transition report (investment company)]
NSAR-U [Annual report (unit investment trust)]
NT 10-K [Late filing]
NT 10-Q [Late filing]
NT 11-K [Late filing]
NT 20-F [Late filing]
NTN 10K [Late filing]
NTN 10Q [Late filing]
NTN 20F [Late filing]
NT-NCSR [Late filing]
NT-NSAR [Late filing]
POS 8C [Amendment]
POS AM [Prospectus (amendment)]
POS AMI [Prospectus (amendment)]
POS EX [Exhibit (amendment)]
POS462B [Registration statement (amendment)]
POSASR [Registration statement (amendment)]
PRE 14A [Proxy statement]
PRE 14C [Information statement]
PREC14A [Proxy statement]
PREC14C [Information statement]
PREM14A [Proxy statement (merge)]
PREM14C [Information statement (merge)]
PREN14A [Proxy statement (non-management)]
PRER14A [Proxy statement (revised)]
PRER14C [Information statement (revised)]
PRRN14A [Proxy statement (non-management, revised)]
PX14A6G [Solicitation letter]
PX14A6N [Notice of exempt solicitation]
REGDEX [Exempt offering (small business company, paper filing)]
REVOKED [NA]
RW [Withdraw registration statement]
RW WD [Withdraw Form RW]
S-1 [Registration statement (U.S. company)]
S-1MEF [Registration statement (U.S. company, add security)]
S-11 [Registration statement (real estate investment company)]
S-11MEF [Registration statement (real estate investment company, add security)]
S-3 [Registration statement (U.S. company)]
S-3ASR [Shelf registration statement (U.S. company)]
S-3MEF [Registration statement (U.S. company, add security)]
S-3D [Dividend reinvestment plan]
S-3DPOS [Dividend reinvestment plan (post-effective amendment)]
S-4 [Registration statement (business combination)]
S-4 POS [Registration statement (post-effective amendment)]
S-4MEF [Registration statement (business combination, add security)]
S-8 [Registration statement (employee benefit plan)]
S-8 POS [Registration statement (post-effective amendment)]
S-B [Registration statement (foreign government)]
SB-2 [Registration statement (small business)]
SC 13D [Ownership]
SC 13E1 [Share Repurchase]
SC 13E3 [Going private transactions]
SC 13G [Ownership]
SC 14D9 [Response to tender offer]
SC14D9C [Communication (tender offer)]
SC14D1F [Tender offer (foreign issuer)]
SC 14F1 [Change in directors]
SC TO-C [Tender offer communication]
SC TO-I [Tender offer statement (issuer)]
SC TO-T [Tender offer statement (third party)]
SC13E4F [Tender offer (foreign issuer)]
SD [Specialized disclosure (conflict mineral)]
SE [Exhibit (paper format)]
SP 15D2 [Certified financial statement (furnish)]
STOP ORDER [Stop registration]
SUPPL [Supplemental material (foreign issuer)]
T-3 [Application for indenture qualification]
TA-1 [Transfer agent application]
TA-2 [Transfer agent annual report]
TACO [NA]
TA-W [Transfer agent (withdrawal)]
TH [Temporary hardship exemption (technical difficulties in electronic filing)]
UNDER [Initial undertaking to file reports]
UPLOAD [SEC correspondence]
X-17A-5 [Financial report (broker)]
